Broker-Dealer & Securities Disputes

Munsch Hardt's Broker-Dealer & Securities Disputes group has extensive experience representing securities broker-dealers in a broad range of customer and industry disputes. This includes representing broker-dealers in litigation in state and federal trial and appellate courts throughout Texas and in arbitrations across the country before the National Association of Securities Dealers (NASD), New York Stock Exchange (NYSE), American Stock Exchange (AMEX) and National Futures Association (NFA). In addition, we routinely work with our broker-dealer clients on pre-litigation and litigation avoidance strategies and offer day-to-day advice on compliance, finance, employment and other issues.

• Representation of entities and individuals in a broad range of business and commercial disputes including business torts, ownership and partnership disputes, dissolution proceedings and officer/director liability claims
• Representation of securities brokerage firms including the nation's largest, in the defense of litigation in state and federal courts and in arbitration before the National Association of Securities Dealers (NASD), New York Stock Exchange (NYSE), American Stock Exchange (AMEX) and National Futures Association (NFA).
• Representation of publicly and privately owned companies in suits involving allegations of securities fraud, syndication disputes, mergers, acquisitions, and tender and exchange offers.
• Representation of real estate brokerage franchisees nationwide in multimillion dollar arbitrations against a national real estate brokerage franchisor.
• Representation of lenders, sureties, issuers, partners and investors in numerous investment related disputes including oil and gas, real estate and retail investment syndications.