Dallas Corporate Shareholder Jason Barnes will serve as moderator for an upcoming program with the Securities Section of the Dallas Bar Association. The CLE, “FINRA Under the Hood: Private Placements, Finders, and Alternatives,” will examine how FINRA evaluates private offering activity, with a focus on broker-dealer requirements, risks around finder activity, and how practitioners can identify issues before they escalate.

To register for the CLE, click here.